FINRA fines 8 firms for private placement sales

(Reuters) - The Financial Industry Regulatory Authority on Monday sanctioned eight brokerages and ten individuals, and ordered a total of $3.2 million in restitution for selling private placements that ultimately failed.

30 Nov, 2011

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Source: http://www.reuters.com/article/2011/11/29/us-finra-placements-idUSTRE7AS1P620111129?feedType=RSS&feedName=businessNews
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